Evaluate internal controls, policies, and procedures to ensure adherence to regulatory requirements and internal standards
Execute the annual compliance testing plan; document findings, identify control gaps, and recommend improvements
Coordinate with various divisions and teams regarding findings or exceptions, ensuring timely response and appropriate corrective actions
Prepare detailed work papers, document testing workflows, and draft comprehensive reports on findings and deficiencies for management
Identify applicable financial institution and AML laws, rules, regulations, policies, and ethical standards, and assess corresponding compliance risks
Maintain a strong understanding of Anti-Money Laundering (AML), Data Privacy regulations, and relevant issuances from local and international regulatory bodies
Minimum Qualifications
Bachelor’s Degree in a relevant field (e.g., Finance, Accounting, Business Administration, or related discipline)
Strong analytical skills and attention to detail
Excellent documentation, reporting, and communication skills
2+ years extensive experience in AML or compliance roles within the financial services industry
