Based out of our Malaysian office, the successful candidate will:
- Review and conduct AML/KYC/PEP and Sanction Checks investigating sanction alerts and adverse media.
- Conduct High Risk payment, Relationship Management Agreement (RMA) and transaction monitoring reviews, and investigate potential issues arising
- Perform day-to-day compliance activity to support the business i.e. compliance approvals, escalations, alerts
- Assist with the Compliance Monitoring Process, carrying out testing and quality control checks as required.
- Work with the global Compliance Team to develop, implement, and monitor the applicable Compliance Monitoring Plans (CMP) to ensure appropriate controls are developed, monitored and updated to reflect changing regulatory and industry requirements.
- Enhance management reporting and assist in the periodic reporting to the Chief Compliance Officer (CCO), the Compliance Committee, Board of Directors, Senior Management and the parent company.
- Assist in annual policy and procedure reviews highlighting any potential areas of improvement.
- Assist with developing and providing compliance training to employees.
- Support regulatory data enhancement projects as they arise.
- Keep abreast of all relevant regulatory developments.
- Any other ad-hoc projects and duties as required.
